Please click here to view our Business Continuity Plan.
Under Section 326 of the USA PATRIOT Act, Intrepid Investment Bankers LLC and its affiliates are required to verify the identity of their clients. We may utilize the services of outside vendors, such as Dun & Bradstreet, to assist with this government-mandated requirement. We appreciate your business and patience with our compliance efforts.
As an aid to the education and protection of the investing public, the FINRA operates a toll-free Information hotline and an Internet Website to disseminate information regarding the disciplinary history of FINRA members and their associated persons. Clients who wish to obtain a brochure which describes the FINRA Broker Check Program should contact the FINRA through the hotline or via the Internet.